# NTSB IAD99FA052: Boeing 737-824, N12221, Atlantic Ocean (Atlantic Ocean), July 8, 1999

- Type: NTSB accident investigation
- Classification: Accident · Serious injuries · Field investigation · Final report
- Date: July 8, 1999, 14:10 local (18:10 UTC)
- Place: Atlantic Ocean (Atlantic Ocean)
- Phase of flight: [Enroute](https://openairdocs.org/ntsb-phases/400) (OpenAirDocs' grouping)
- Highest injury: Serious injuries
- Injuries: 1 serious, 71 minor, 89 uninjured
- Status: Completed, report April 6, 2001
- Report: Approved by Office Director
- NTSB case key (mKey): 46938
- NTSB case page: https://web.ntsb.gov/investigations/?ntsbnumber=IAD99FA052
- NTSB report (PDF, downloads): https://data.ntsb.gov/carol-repgen/api/Aviation/ReportMain/GenerateNewestReport/46938/pdf
- Page: https://openairdocs.org/ntsb/IAD99FA052

## Probable cause

the aircrew's inadvertent encounter with unforecast clear air turbulence.

## Sequence of events

In NTSB's coding before 2008 (https://www.ntsb.gov/GILS/Documents/codman.pdf).

- In flight encounter with weather, cruise - normal
  - weather condition - turbulence,clear air (cause)

## Analysis

The airplane was in cruise flight at 29,000 feet in smooth air with the seat belt sign turned off. The crew reported two jolts, and the airplane descended 600 feet.  Due to possible injuries, the crew diverted to Bermuda (BDA) and landed.  Readout of the flight data recorder indicated cruise flight at 29,000 feet with no change in heading, airspeed, or altitude for several minutes approaching the accident sequence.  The altitude graph showed a slight climb before the airplane descended to 28,400 feet.  The graph line indicated a slow recovery to 29,000 feet with no oscillations.  The elapsed time between the first altitude excursion to recovered cruise flight was approximately 75 seconds.  Of the 155 passengers on board, one passenger received serious injuries and 67 received minor injuries. The flight was scheduled for Flight Level 330 to Flight Level 370.  Therefore, no information concerning forecast turbulence at Flight Level 290 was available to the flight crew.  The High Level Significant Weather Prognosis chart for that period revealed that no significant weather was shown in the area where the turbulence was encountered.

## Factual narrative

HISTORY OF FLIGHT

On July 8, 1999 at 1410 eastern daylight time, a Boeing 737-824, N12221, operated by Continental Airlines, sustained minor damage during a clear air turbulence encounter, while in cruise flight at 29,000 feet, approximately 180 miles south of Bermuda.  The airline transport rated flight crew was not injured and the four cabin attendants received minor injuries.  Of the 155 passengers on board, one passenger received serious injuries, 67 received minor injuries and 87 passengers were not injured.  Visual meteorological conditions prevailed for the scheduled passenger flight that originated at Newark, New Jersey (EWR), approximately 1220.  An instrument flight rules flight plan was filed for the flight destined for San Juan, Puerto Rico, and conducted under 14 CFR Part 121.

In a telephone interview, a safety official for Continental Airlines reported the airplane was in cruise flight at 29,000 feet in smooth air with the seat belt sign turned off.  He said the crew reported one jolt, and the airplane descended 500 feet.  Due to possible injuries, the crew diverted to Bermuda (BDA) and landed at 1604.

In a written statement, the captain said:

"Approximately ten miles north of Pruit intersection on A523 at 29,000 ft. in clear air we encountered two severe jolts (turbulence).  Our aircraft lost approximately 400 ft. and was descending at 2,000 ft. per minute.  Speed was approaching MMO (Maximum Mach Operating Speed).  I made a slow recovery back to 29,000, bottoming out our descent at 28,400.  The seat belt sign was off and during recovery I placed it back on.  When the aircraft was level we attempted to reach the flight attendants via the inter-phone, no response.  I instructed my F.O. (First Officer) to go into the cabin and assess damages.  He quickly informed me of numerous injuries, at that time I declared an emergency and diverted to Bermuda.  Turning direct to BDA our location was 160 miles SSW...No reports of turbulence were reported by ATC (Air Traffic Control) along our route of flight or in our dispatched flight paper work."

In a written statement, the first officer said:

"We were level at FL 290 [29,000 feet]...It had been smooth for 30 minutes [and] the seat belt sign was off, there were no visual cues to an adverse ride.  Both radars were on (we had deviated to avoid weather earlier in the flight) when the aircraft was hit by two severe jolts in quick succession.  The Captain (Pilot Flying) recovered the aircraft from a nose down attitude, when the aircraft was once again level and on course the autopilot, L [lateral] nav and V [vertical] nav were re-selected."

In a written statement, a cabin attendant said:

"The crew had just completed the meal service and I was in the back of ...the main cabin approximately row 29 picking up trays from the meal service.  The seat belt sign was off and we were flying through smooth air with no sign of turbulence.  Then all of a sudden, the aircraft dropped abruptly, which caused my body to fly upward hitting my head on the ceiling.  I fell back to the floor on my knees.  Approximately 10 seconds later, the aircraft dropped again causing my head to hit the ceiling once again.  At that point I lost consciousness.  When I awoke, I was very dazed noticing my head bleeding, arms cut and bruised, and back and shoulders sore."

In a detailed written statement, a second cabin attendant described a similar sequence of events.  She said people, carts, and equipment were tossed about and that she came to rest under a row of seats.  The cabin attendant further described the crew coordination involved in treating and calming the passengers and the communication from the cockpit to the cabin about the egress and treatment of passengers upon arrival at Bermuda.

The captain arranged through ATC to have medical teams meet the airplane at BDA.  Sixty-four passengers and 4 cabin attendants were examined at the hospital.  One passenger suffered a head laceration and a fractured rib.

The accident occurred during the hours of daylight approximately 30 degrees 20 minutes north latitude, 066 degrees 43 minutes west longitude.

PERSONNEL INFORMATION

The captain held an airline transport pilot's certificate with ratings for airplane multi-engine land.  He held a commercial pilot's certificate with ratings for airplane single-engine land, rotorcraft helicopter and instrument helicopter.  The captain held a flight instructor's certificate with ratings for airplane single-engine land and a mechanic's certificate with ratings for airframe and powerplant.

The captain's most recent FAA first class medical certificate was issued June 8, 1999.

The captain reported 14,800 hours of flight experience, 3,300 hours of which were in the Boeing 737.  He reported 215 hours of flight experience in the previous 90 days, 76 hours of which were in the previous 30 days.  All flight time reported in the previous 90 days was in the Boeing 737.

The first officer held an airline transport pilot's certificate with ratings for airplane multi-engine land.  He held a commercial pilot's certificate with ratings for airplane single-engine land.  The first officer held a flight engineer's certificate with a rating for turbojet powered.

The first officer's most recent FAA first class medical certificate was issued May 24, 1999.

The first officer reported 10,000 hours of total flight experience, 5,000 hours of which were in the Boeing 737.  He reported 203 hours of flight experience in the previous 90 days, 18 hours of which were in the previous 30 days.  All flight time reported in the previous 90 days was in the Boeing 737.

DAMAGE TO AIRCRAFT

Inspection of the airplane revealed no structural damage and the airplane was returned to service.  Entries in the airplane's maintenance log reflected completion of the turbulence inspection and damage to interior ceiling panels in Row 25, 29, and in the aft galley.

AIRCRAFT INFORMATION

The airplane was a 1998 Boeing 737-824, and the airworthiness certificate was issued December 2, 1998.  The airplane was on a continuous airworthiness inspection program and had accrued 3,639 hours of total flight time.  The last inspection was performed July 3, 1999, and the airplane accrued 51 hours of flight time since that date.

METEOROLOGICAL INFORMATION

A Safety Board Operational Factors investigator interviewed the captain by telephone.  According to the interview summary:

"[The captain] stated that the flight departed Newark on schedule.  The flight encountered weather at cruise altitude near KWINN intersection, about 300 miles north of the point where the turbulence encounter occurred.  Clearance was requested by the flight crew and approved by air traffic control to deviate around the weather.  The seatbelt sign was on.

"The flight proceeded around the thunderstorms and broke out into the clear with only some high clouds visible.  [The captain] stated that the ride was 'not all that bad' and this was the 'only major weather we saw.'  For about 45 minutes before the turbulence encounter, the ride was smooth.  The seatbelt sign was turned off during this time.

"At the time of the turbulence encounter, the flight was in contact with New York Center via the VHF radio.  [The captain] stated that there were two 'major jolts that came out of nowhere.'  The flight attendants were called on the interphone but there was no answer.  [The captain] then sent the first officer to the cabin to assess the situation.

"[The captain] said that Continental Airlines uses a 'shear rating indicator' to estimate the degree of turbulence that is anticipated along the route of flight.  The shear rating indicator (SR) is shown on the flight plan and expressed as a number from zero to five, with five indicating the worst turbulence.  During the first part of the flight, twos and threes were shown along the flight-planned route.  Starting about GABES interse

## Aircraft

- Registration: [N12221](https://openairdocs.org/aircraft/N12221), registered now, S/N 28930, built 1998 (OpenAirDocs)
- Reported make and model: Boeing 737-824
- Registry model: [Boeing 737-824](https://openairdocs.org/model/boeing-737-824) (registry code 13844BZ) (OpenAirDocs)
- Registry engine: [CFM International CFM56 series](https://openairdocs.org/engine/cfm-international-cfm56-series) (registry code 13802, turbo-fan) (OpenAirDocs)
- Category: Airplane
- Serial number: 28770
- Airframe hours: 3639
- Engines: Cfm CFM 56-7B26 26300 lbs thrust turbo fan
- Damage: Minor damage
- Flight: Part 121
- Operator: Continental Airlines, Inc, doing business as Continental Airlines
- Registered owner: First Security Bank
- Airworthiness certificate: Standard, Transport
- Last inspection: Continuous airworthiness, July 3, 1999, 51 hours before
- Departed: EWR, NEWARK, NJ
- Destination: SJU, SAN JUAN, PR
- Flight plan: IFR

## Flight crew

As NTSB recorded them. NTSB leaves out names.

- Pilot; age 43; commercial, airline transport; airplane ratings: single-engine land, multi-engine land; instrument ratings: airplane, helicopter; medical: class 1, valid medical--no waivers/lim.; seat: left; flight hours: 14,800 total, 3,300 in this make and model, 12,000 as pilot in command, 215 in the last 90 days, 76 in the last 30 days, 2 in the last 24 hours

## Weather

- Conditions: Visual (VMC), Day
- Wind: 220° at 14 knots
- Visibility: 3 statute miles
- Lowest ceiling: 5,000 ft broken
- Temperature: 82 °F, dew point 77 °F
- Altimeter: 30.00 inHg
- Observed at: TXK, 180 nm away

## FAA reports on this event (1)

The FAA's own accident and incident reports, matched to the aircraft by N-number and date (OpenAirDocs).

- [Accident 19990708040379A](https://openairdocs.org/incident/19990708040379A), Jul 8, 1999: Boeing 737824, Altantic Ocean, Minor damage. (-23) Aircraft departed ewr for sju. While in cruise at FL290 and in smooth air with the seatbelt signturned off, crew reported one jolt at which time the a/c…

## Other investigations on N12221 (1)

From the NTSB's public API. Aircraft are matched to registry aircraft by N-number and event date, checked against the reported serial number, make and model; the registry's history has gaps, so older matches can be wrong. Compare the reported make and model.

- [NTSB DCA11FA052](https://openairdocs.org/ntsb/DCA11FA052), May 6, 2011: Boeing 737 (N12221), Greenville, MS, substantial damage. Probable cause: The failure of a utility pipe beneath the ramp surface, which caused a localized void in the soil and resulting reduction in the load bearing capability of the ramp.

From the NTSB's public API. Aircraft are matched to registry aircraft by N-number and event date, checked against the reported serial number, make and model; the registry's history has gaps, so older matches can be wrong. Compare the reported make and model.

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