AC 120-38

Advisory circular · Transport Category Airplanes Cabin Ozone Concentrations

Approved
October 10, 1980
Last reviewed
August 7, 2024
Family
AC 120-38 · 1 version
14 CFR parts
25, 121
14 CFR sections
§ 25.832§ 121.578

Guidance, not mandatory unless a rule or AD requires it. DRS record last changed November 21, 2025.

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Administrator to effect compliance to the extent possible. A deviation can be authorized in circumstances such as equipment delivery delays or short-term use of aircraft, when the certificate holder shows that, through flight planning or other means, it attempts to avoid areas of cabin ozone concentrations above the limits given in the rule.

b. Any request for deviation should state the reasons why compliance cannot be demonstrated during the time period and why these factors are beyond the control of the air carrier. The request should also contain a compliance schedule and a plan to effect compliance to the extent possible which are acceptable to the Administrator.

c. The request for deviation should be submitted to the FAA certificate-holding office at least 60 days before the compliance date of February 20, 1981, stated in Section 121.578 of the FAR.

KENNETH S. HUNT Director of Flight Operations Par 10

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Appendix 1 APPENDIX 1. EXAMPLES OF STATISTICAL ANALYSIS

1. PURPOSE. This appendix contains illustrations of a method using statistical analysis to demonstrate compliance with maximum and time-weighted average permissible cabin ozone concentrations established by Section 121.578 of the Federal Aviation Regulations (FAR).

2. EXPLANATION OF TERMS AND SYMBOLS.

a. OZMAX is the permissible maximum ozone concentration inside an airplane cabin as established by FAR Part 121 which may not exceed a value of 0.25 parts per million by volume (pomv), sea level equivalent (SLE), at any point in time.

b. OZIWA is the permissible time weighted average (IWA) of the ozone concentration inside an airplane cabin over a flight segment as established by FAR Part 121 which may not exceed a value of 0.1 ppmv, SLE, for each flight segment that exceeds 4 hours.

25° C'and 760 millimeters of mercury pressure. OZSLE is ozone concentration in ppmv referenced to standard conditions of

d. (P/Po) is the ratio of cabin pressure (P) to sea level pressure Po.

This ratio is used to obtain the SLE ozone concentration from the ozone concentration at altitude assuming the cabin temperature is 25° C. OZSLE = (P/Po) (03).

Some representative values which can be used in operational calculations are:

For P of: P/PO-15:

5000 feet 0.83 6000 feet 0.80 7000 feet 0.77 8000 feet 0.74 NOTE: The use of standard P/Po tables can result in errors of up to 7 percent due to the use of temperatures other than 25° C.

R is the retention ratio of the ambient (outside) ozone which enters the airplane cabin after going through the air conditioning system and, in most cases, the engines. Normally, the retention ratio is from 0.75 to 1.00 without cabin air recirculation and can be as low as 0.4 to 0.6 with cabin air recirculation.

However, the retention ratio for a particular aircraft may differ from these values depending on the cabin air exchange rate, the interior surface to volume relationship, and the amount of cabin air recirculated.

f. E is the efficiency of a filter or catalytic converter installed to remove a portion of the ambient ozone before it enters the airplane cabin. For the purpose of this appendix, the word "filter" is used to describe either type of device. An airplane without a filter would have E = 0.

g. T18 1s the flight time above 18,000 feet.

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AC 120- 38 10/10/80 Appendix 1

h. Ips is the total flight segment time (block time).

i. Ozl6 is the estimated ambient ozone concentration obtained from statistics with a confidence level of 84 percent. As explained in Appendix 2 of this advisory circular, preferable data for this purpose are the ozonesonde statistics given in Appendix A of Report FAA-EQ-78-03. Examples of these data for February are reproduced on pages 12 to 19 of this appendix. In using these data, it should be remembered that they are central values for five degrees latitude and 2000 feet altitude boxes.

Although there are many flight routes which are not specifically covered by the data on these pages, the data can be used to interpolate the ozone statistics for any flight route. An example of this is shown in Figure 1 for the month of February where Oz16 values are presented for flight levels 410, 390, and 370. The heavy dashed areas are the regions covered by the ozonesonde data. The Japan and western Europe data used in this example have been linearly interpolated to obtain resolution increments of five degrees similar to those used in the eastern and western North American regions. (For 30N, the Japan ozone data have been set to one-half the value at 32N since a linear interpolation gives negative values).

Where data exist at a common latitude, they have been linearly interpolated to determine the values for the Pacific and Atlantic areas and are shown in the lighter dashed regions. For latitudes where there are no Japan or western Europe data, the appropriate North American data should be used. The following examples of this procedure to determine oz16 values for flight level 410 are given:

Longitude Latitude OZ16 Obtained From Extension of the 160 E 65 N 1.2ppmv western North American data 160 E 70 N 1.3ppmv eastern North American data 40 W 65 N 1ippmv eastern North American data 40 W 70 N 1.3ppmv eastern North American data For the southern hemisphere, the data can be (1) obtained from a mirror image of the northern hemisphere data with a 6-month seasonal shiit. For example, ozone data for Janaury at 45 S, 80 W would be obtained from the July ozone data at 45 N, 80 W; or

(2) calculated by averaging the northern hemisphere data over all longitudes at a given north latitude and using the resulting value for the same south latitude, again with a 6-month seasonal shift.

3. DISCUSSION. In this appendix, the ozone statistics are used in 3 types of examples.

Type 1 - Direct determination if a flight complies with either the maximum or IVA cabin ozone concentrations established by FAR Part 121.

b. Type 2 - Determination of the filter efficiency (E) required for a particular flight to comply with the cabin ozone concentrations established by FAR Part 121.

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Appendix 1 Type 3 - Determination of the maximum flight altitude an airplane could fly given a geographical region, latitude and time of year and still comply with the cabin ozone concentrations established by FAR Part 121.

EXAMPLES - MAXIMUM CABIN OZONE CONCENTRATION (0.25 ppmv, SLE). The maximum cabin concentration using ozone statistics should be determined at each point along the route of flight and is given by:

OZMAX = (1-E) (OZ16) (R) (P/PO) (Equation 1) In all examples, the value for R is 0.8 and the value for (P/Po) is 0.77 (a cabin altitude of 7,000 feet). Equation 1 then becomes:

OZMAX = (0.8) (0.77) (1-E) (OZ16) = (0.62) (1-E) (OZ16) (Equation 2) Type 1 - Example to determine if any point along a flight route is in compliance with the maximum cabin ozone concentration (0.25 ppmv, SLE). From the ozonesonde statistics on Page 16 of this appendix (Page A-15 of the ozonesonde statistics) look up Oz16 using the following example information:

Region: eastern North America Month: reoruary Flight level: 370

(1) Case 1. Latitude: 50° North Page 16 of this appendix (Page A-15 of the ozonesonde statistics) gives OZ16 =

0.50 pomv.

Therefore (assuming E = 0, or no filter):

OZMAX = (0.62) (0.50) = 0.31 ppmv

THIS POINT ALONG THE FLIGHT ROUTE WOULD NOT HAVE DEMONSTRATED COMPLIANCE WITH THE MAXIMUM CABIN OZONE CONCENTRATION ESTABLISHED BY FAR PART 121.

(2) Case 2. Latitude: 40° North Page 17 of this appendix (Page A-16 of the ozonesonde statistics) gives Oz16 =

0.40 ppmv.

Therefore (assuming E = 0, or no filter):

OZMAX = (0.62) (0.40) = 0.25 pmv.

THIS POINT ALONG THE FLIGHT ROUTE WOULD HAVE DEMONSTRATED COMPLIANCE WITH THE MAXIMUM OZONE CONCENTRATION ESTABLISHED BY FAR PART 121.

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Appendix 1

b. Type 2 - Example to determine the filter efficiency required to show compliance at a point along the flight route with the maximum cabin ozone concentration. Equation 2 can be rewritten to determine E, the filter efficiency:

E = 1 - OZMAX

(0.62) (OZ16) (Equation 3) For OZMAX = 0.25 ppmv, Equation 3 becomes:

E = 1 (0.25)

(0.62) (OZ16) E = 1 (0.40) (Oz16) (Equation 4)

(1) Case 1. Latitude: 50° North Oz16 0.50 ppmv E = 1 (0.40)

(0.50) = 1 - (0.80) = 0.20 = 20% INSTALLATION OF A FILTER WHICH REMOVED 20 PERCENT OF THE OZONE ENTERING THE CABIN

WOULD ENABLE THIS POINT ALONG THE FLIGHT ROUTE TO SHOW COMPLIANCE WITH THE MAXIMUM CABIN OZONE CONCENTRATION ESTABLISHED BY FAR PART 121.

(2) Case 2. Latitude: 45° North

NO FILTER REQUIRED FOR THIS POINT ALONG THE FLIGHT ROUTE AS COMPLIANCE WITH THE MAXIMUM CABIN OZONE CONCENTRATION ESTABLISHED BY FAR PART 121 WAS SHOWN DURING EXAMPLE TYPE 1, CASE 2.

(3) Variation of Type 2. The filter efficiency required for an airplane to show compliance with the maximum cabin ozone concentration for a point along any flight route can be determined using the method of the Type 2 example. For a worst case analysis, the following assumptions are made:

P/Po = 0.74 (Cabin Altitude of 8,000 feet - maximum pressure differential of

8.9 pounds per square inch at 45,000 feet) R = 1.0 (All ambient ozone enters the airplane cabin) At flight level 450 the maximum ozone concentration at an 84 percent confidence level the ozone statistics [paragraph 3(a)2, Appendix A is found to be 1.8 ppmv during February at 80° north latitude in the eastern North American region. This is shown on page 15 of this appendix.

Equation 1 can be written as:

E = 1 OZMAX (0216) (R) (9/P0)

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Appendix 1 = 1 - 0.25

(1.8) (1.0) (0.74)] = 1 - 0.19 = 0.81 = 81% INSTALLATION OF A FILTER WHICH REMOVED 81 PERCENT OF THE OZONE ENTERING THE CABIN • I A PA 12 BE TE WE GET CHOOS IN ON.

WOULD ENABLE AN AIRPLANE TO SHOW COMPLIANCE WITH THE MAXIMUM CABIN OZONE CONCENTRATION ESTABLISHED BY FAR PART 12] UNDER THE WORST CASE CONDITIONS (ANY POINT ALONG ANY FLIGHT ROUTE).

Type 3 - Example to determine the maximum flight altitude allowed to show compliance at a point along a flight route with the maximum cabin ozone concentration. Equation 2 can be rewritten to determine oz16, the ambient ozone concentration derived from statistics with a confidence of 84 percent.

oz16 OZMAX (Equation 5) _(0.62) (1-E)) For OZMAX = 0.25 ppmv and no filter E = 0, Equation 5 becomes:

OZ16 = (0.25) _(0.62)J = 0.40 ppmv

(1) Case 1. Latitude: 50° North For this case, page 16 of this appendix (Page A-15 of the ozonesonde statistics) shows the Ozl6 value of 0.40 ppmv occurs for flight level 340. (This value is determined by straight line interpolation between the Ozl6 values of 0.35 ppmv and

0.45 ppmv occurring at flight levels 330 and 350, respectively. The use of straight line interpolation is pennissible where appropriate.)

THIS POINT ALONG THE FLIGHT WOULD HAVE TO BE FLOWN AT OR BELOW 34,000 FEET TO SHOW COMPLIANCE WITH THE MAXIMUM CABIN OZONE CONCENTRATION ESTABLISHED BY FAR PART 121.

(2) Case 2. Latitude: 40° North For this case, page 17 of this appendix (page A-16 of the ozonesonde statistics) shows the oz16 value of 0.40 ppmv occurs for flight level 370.

THIS POINT ALONG THE FLIGHT WOULD HAVE TO BE FLOWN AT OR BELOW 37,00 FEET TO SHOW COMPLIANCE WITH THE MAXIMUM CABIN OZONE CONCENTRATION ESTABLISHED BY FAR PART 121.

d. Variation of Type 3. The example shown for Type 3 can be extended to show compliance with the maxinum cabin ozone concentration established by FAR Part 121 at any latitude for any month of the year. One example of such a determination is shown in Figure 2 for an airplane flying in eastern North America with R = 0.8, E = 0, and a cabin altitude of 7,000 feet (which, like the Type 3 example, gives a required OZ16 of 0.40 ppmv).

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Appendix 1 Examples - Time-Weighted Average (IWA) Cabin Ozone Concentration (.1 ppmv, SLE).

To determine the TWA cabin ozone concentration, the OZl6 values are used to ensure that the ozone statistics are known with an 84 percent confidence value for any one flight (the 50 percent value would only give a confidence value of 50 percent that a flight would meet the required ozone concentration standard).,

a. The IWA cabin ozone concentration using ozone statistics is given by Equation 6 which is similar to Equation 1 with time weighted Oz16 values for flight segments at constant latitude and altitude in the same geographic area.

OZ16 = (1-E) (R) (P/PO) (O216) i "i/IFS (Equation 6) WHERE: N is the number of individual flight segments at a constant latitude and tele at santane fatual and fuse in the sane gentape e flight NOTE: Fi = 718 i=l (Oz16) i is the ambient ozone concentration obtained from the ozone statistics with a confidence level of 84 percent which is estimated to be encountered during the tine period, Ti In all the example types shown, the following values are assumed: R = 0.8 and ₽/Po = 0.77. Equation 6 then can be written as:

OZIWA = (0.8) (0.77) (1-E) (10226) (51/755) OZIWA = (0.62) (1-E) (OZ16) ¡ (T¡/IFS) (Equation 7) i=l

b. Type 1 - Example to determine if a flight is in compliance with the IWA cabin ozone concentration. For all Type 1 examples, assume the following:

month is February, the flight level is 370, no filter (or F-0), and the flight segment (IFs) is 5 hours. Two hours are flown in the eastern North American region (ENAR) and two hours are flown in the western North American region (WNAR) above flight level 180.

(1) Case 1. Latitude: 50° North Pages A-15 and A-12 of the ozonesonde statistics (Figure 1 of this advisory circular) give OZ16 = 0.50 ppnv for the ENAR and OZ16 = 0.25 ppmv for the WAR.

Therefore, from Equation 7:

OZIWA = (0.62) (0.50 x 2 + 0.25 x 2) = 0.19 pm 6

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Appendix 1

THIS FLIGHT WOULD NOT HAVE DEMONSTRATED COMPLIANCE WITH THE MAXIMUM TWA CABIN OZONE CONCENTRATION ESTABLISHED BY FAR PART 121.

(2) Case 2. Latitude: 40° North Pages A-16 and A-13 of the ozonesonde statistics (Figure 1 of this advisory circular) give OZ16 = 0.40 ppmv for the ENAR and OZ16 = 0.50 ppmv for the WAR.

Therefore:

OZIWA = (0.62) (0.40 × 2 + 0.50 x 2) = 0.22 pm

THIS FLIGHT WOULD NOT HAVE DEMONSTRATED COMPLIANCE WITH THE MAXIMUM TWA CABIN OZONE CONCENTRATION ESTABLISHED BY FAR PART 121.

(3) Case 3. Latitude: 30° North Figure 1 of this advisory circular (page A-16 and interpolation between pages A-16 and A-11 of the ozonesonde statistics) gives Oz16 = 0.12 ppmv for the ENAR and OZ16 = 0.10 ppmv for the WAR. Therefore:

OZIWA = (0.62) (0.12 x 2 + 0.10 × 2) = 0.05 pm

THIS FLIGHT WOULD HAVE DEMONSTRATED COMPLIANCE WITH THE MAXIMUM TWA CABIN OZONE CONCENTRATION ESTABLISHED BY FAR PART 121.

c. Type 2 - Example to determine the filter efficiency required to show compliance with the IWA cabin ozone concentration. Equation 7 can be rewritten to determine E, the filter efficiency:

(OZIWA) (IpS) (Equation 8)

(0.62) (0Z16) ¡(Ti) _i=l For OZMAX = 0.1 ppmv and the flight conditions of the example Type 1, Equation 8 becomes: E = 1 - (0.1) (5) /10.62) 12 × (0216) 1 + 2 × (0216)2 = 1 - (0.40) (Equation 9) ((0216)1 + (0216)2

(1) Case 1. Latitude: 50° North OZ16 is 0.50 pm for ENAR and 0.25 ppmv for WAR. (see Type 1, Case 1) E = 1 - L10.50 + 0.25) 1(0.40) = 1 - 0.53 = 0.47 = 47%

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Appendix 1 INSTALLATION OF A FILTER WHICH REMOVES 47 PERCENT OF THE OZONE ENTERING THE CABIN

WOULD ENABLE THIS FLIGHT TO SHOW COMPLIANCE WITH THE TWA CABIN OZONE CONCENTRATION ESTABLISHED BY FAR PART 121.

(2) Case 2. Latitude: 40° North OZ16 = 0.40 pm for ENAR and 0.50 pm for WAR. (see Type 1, Case 2) E = 1 -| (0.40) [(0.40 + 0.50)] = 1 - 0.44 = 0.56 = 56₴ INSTALLATION OF A FILTER WHICH REMOVES 56 PERCENT OF THE OZONE ENTERING THE CABIN

WOULD ENABLE THIS FLIGHT TO SHOW COMPLIANCE WITH THE TWA CABIN OZONE CONCENTRATION ESTABLISHED BY FAR PART 121.

(3) Case 3. Latitude: 30° North

NO FILTER REQUIRED AS COMPLIANCE WITH THE TWA CABIN OZONE CONCENTRATION ESTABLISHED BY FAR PART 121 WAS SHOWN DURING EXAMPLE TYPE 1, CASE 3.

d. Variation of Type 2. The filter efficiency required for an airplane to show compliance with the TWA cabin ozone concentration for the worst case can be determined using the method of the Type 2 example. For a worst case analysis, the assumptions are the same as were used for the worst case analysis for the maximum ozone concentration example.

P/Po = 0.74 ppmv R = 1.0 Flight Level is 450 OZ16 = 1.8 ppmv In addition, the total flight segment time (IFs) is 14 hours, Equation 6 can be rewritten as:

E = 1 - (OZTWA) (IFS) (OZ16) (R) (P/PO) (TES - 1).

= 1 (0.1) (14) 1(1.8) (1.0) (0.74) (13)] = 1 - 0.08 = 0.92 = 92% INSTALLATION OF A FILTER WHICH REMOVES 92 PERCENT OF THE OZONE ENTERING THE CABIN

WOULD ENABLE AN AIRPLANE TO SHOW COMPLIANCE WITH THE TWA CABIN OZONE CONCENTRATION ESTABLISHED BY FAR PART 121 UNDER THE WORST CASE CONDITIONS.

Type 3 - Example to determine the maximum flight altitude allowed to show compliance with the IVA cabin ozone concentration. Equation 7 can be rewritten to

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Appendix 1 determine ozl6, the ambient ozone concentration derived from statistics with a confidence of 84 percent.

(OZ16)](T1) (TI) + (I2) = (OZIWA) (Ips) (0.62) (1-E) For OZIWA = 0.10 ppmv, no filter (E=0), and a total flight segment of 5 hours, with 2 hours above 18,000 feet in both the ENAR and WAR, Equation 10 becomes:

(0216) 1 + (0216) 2 = (0.10) (5) 0.40 ppmv [(0.62) (2)]

(1) Case 1. Latitude: 50° North For this case, pages A-12 and A-15 of the ozonesonde statistics show that 0216) 1 † (OZ16) 2 equals 0.51 ppmv at flight level 330 and 0.34 ppmv at flight Linear interpolation shows a value of 0.40 ppmv occurs for a flight level of 316.

THIS EXAMPLE FLIGHT WOULD HAVE TO FLY AT OR BELOW 31,600 FEET TO SHOW COMPLIANCE WITH THE TWA CABIN OZONE CONCENTRATION ESTABLISHED BY FAR PART 121.

(2) Case 2. Latitude: 40° North For this case, pages A-13 and A-16 of the ozonesonde statistics show that (OZ16)] + (OZ16)2 equals 0.55 ppmv at a flight level of 330 and 0.38 ppmv at a flight level of 310. Linear interpolation shows a value of 0.40 ppmv occurs tor a flight level of 312.

THIS EXAMPLE FLIGHT WOULD HAVE TO FLY AT OR BELOW 31,200 FEET TO SHOW COMPLIANCE WITH THE TWA CABIN OZONE CONCENTRATION ESTABLISHED BY FAR PART 121.

(3) Case 3. Latitude: 30° North For this case, use of data on pages A-ll and A-16 of the ozonesonde statistics, interpolated as described in paragraph 2i of this appendix, shows (0216)1 + (0216) 2 equals 0.63 pmv at a flight level of 470 and 0.37 ppmv at a flight level of 450. Linear interpolation shows a value of 0.40 opmv occurs for a flight level of 452.

THIS EXAMPLE FLIGHT WOULD HAVE TO FLY AT OR BELOW 45,200 FEET TO SHOW COMPLIANCE WITH THE TWA CABIN OZONE CONCENTRATION ESTABLISHED BY FAR PART 121.

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Legend Appendix 1 AC 120- 38 Balloon Ozonesonde Data — Interpolated Data Longitude 120E 140E 160E 180E 160W 140W 120W 100W 80W G0W 40W 20W 20E 40E 80- 1.3,1.0..90l 75 Balloon Ozonesonde Data 70 65 Balloon Ozonesonde 2,90.800 ,:90,.80 Balloon Ozonesonde Data 60 Data 90,.70,.60 1.0,.80, 520 55 50 .50,.35,.25. .70,.55,.45 90, 80,. .60,.50 .60 г •.90,.71,.61, .77,.61,.51 15. 8,61.51 45 11.0,.91,,80p.... ...73,,63,.55". 45,.35,.30- .65,.53,.43 59.60,41 40 571.63.551 66,.59,.53 60,.55,.50 40 .52,.44,.36 43,.38,.

35 30 1,08, 06,064, .38,.33,.291 .37,.29,.25 10,.08,.08/... 35,.25,.20- 12,.10,.10• .14, 12.12 40, 30,. 25 .34,.28,.24•. .28,.25, 25 .09, 09,.09 20 Interpolated .07,.07,.06.. Interpolated - Data 15 Data .06,.06,.06 10 1.01.06,.06 Figure 1. 0Z16 Values for February at flight levels 410, 390 and 370 obtained from 10/10/80 FAA Report FAA-EQ-78-03 with linear interpolation between regions.