AC 20-170

Advisory circular · Integrated Modular Avionics Development, Verification, Integration, and Approval Using RTCA/DO-297 and Technical Standard Order-C153

Approved
November 21, 2013
Last reviewed
January 30, 2020
Cancels
AC20-145
Family
AC 20-170 · 1 version
14 CFR parts
21

Guidance, not mandatory unless a rule or AD requires it. DRS record last changed October 23, 2026.

Show pages 25–36
Page 37OCROpen in PDF

8-6. Integration of TSO Authorized Components in IMA Systems.

a. The applicant should demonstrate that all RTCA/DO-297 objectives required to obtain Acceptance of the IMA modules, applications, system, and installation into the aircraft or engine have been met. This is true regardless whether any of the modules or applications are also part of a TSO authorized article as described above in paragraph 8-3. The TSO authorization for the IMA function may be used, if relevant, in showing that you met RTCA/DO-297 objectives. The presence of a TSO authorization in no way removes or reduces your responsibilities as an applicant, which is to ensure that the installed IMA system - including any TSO authorized components - meets the appropriate aircraft and engine regulations and the guidance in this AC.

b. Functional TSOs, such as TSO-C113, Airborne Multipurpose Electronic Displays, do not normally cover integration with other aircraft functions or hardware/software components in the integrated IMA system. Each TSO MPS is normally written assuming that it is a stand-alone function and that no integration requirements exist beyond integration into the aircraft. For this reason, additional work is likely to be required beyond the TSO authorizations when showing compliance at the integrated IMA system level. Please refer to RTCA/DO-297, subsection 4.4.

c. The installation instructions for TSO authorized IMA components should include all information necessary for the applicant and/or the IMA developer/system integrator to fully integrated the TSO authorized IMA component into the IMA system.

8-7. Aircraft Installation Approval of IMA Systems Including TSO Authorized Components.

a. The applicant must demonstrate that the installed IMA system configuration - including both hardware and software components - and performance meets the appropriate aircraft and engine certification basis. See § 21.20. This demonstration should include functional performance, interoperability, aircraft-level and system-level safety assessments, environmental qualification, system integration test, flight-test, software and hardware assurance, etc., as required to show compliance to the regulations.

b. The applicant may use TSO authorizations to support airworthiness assessment if you show that the TSO requirements apply to the installation into the aircraft or engine. Any change to the hardware or software configuration of an IMA component must be controlled at both the TSO and the aircraft installation level. See §§ 21.31 and 21.611.

8-8. Roles and Responsibilities When TSO Authorized Components Are Used in IMA Systems.

This section identifies the major roles and responsibilities for the TSO-C153 applicant, the functional TSO applicant, and the aircraft/engine applicant when TSO authorized components are used. These lists are not all-inclusive. We encourage all affected parties to coordinate with us throughout the entire IMA system development. See Appendix A for more guidance applicable to TSO-C153 authorization.

Page 38OCROpen in PDF

a. TSO-C153 Applicant Roles and Responsibilities:

(1) Apply for TSO-C153. If you are a manufacturer of a TSO article, due to the complexity of IMA projects, we recommend that you coordinate with us early in the program.

(2) Build an MPS for the hardware element according to TSO-C153. Ensure that you document all the appropriate items in TSO-C153, Appendix 1 and that we approved them.

(3) Develop and implement part identification and configuration management functionality into hardware elements. The configuration management and part identification approach should follow chapter 5 and paragraphs 7-3 and 8-5 of this AC.

(4) Coordinate with the applicant and/or IMA developer/system integrator who will be integrating and installing the hardware elements on the aircraft to ensure that the relevant issues are identified and addressed as early as possible.

(5) Design and build hardware elements per TSO-C153 and the MPS.

(6) Perform the tests necessary to demonstrate compliance with the TSO-C153 and the MPS. See paragraph 8-4 and appendix A of this AC. If special purpose test software is used for EQT, validate and control the configuration of the hardware elements and software components to ensure the validity of the testing.

(7) Submit the data package (the information in TSO-C153 paragraph 5, including the MPS) to your responsible ACO for review and issue of TSO authorization.

(8) Apply for changes to TSO-C153 elements as design changes occur. Notity TC, ATC, STC, and ASTC holders and functional TSO holders, if any, of the design change.

b. Functional TSO Applicant Roles and Responsibilities.

(1) Apply for functional TSO to your responsible ACO.

(2) Design the system according to the appropriate TSO MPS.

(3) Identify the usage domain in which the TSO authorized IMA component was shown to meet the TSO MPS. If the environment in which the component verification was conducted is not exactly the same as the usage domain of the completed IMA system, then you should perform analysis and/or testing to demonstrate those differences do not affect the use of the IMA component within the intended usage domain.

(4) Identify and address all integration and approval issues with the IMA hardware component that will host the functional TSO software. Coordinate these issues with the applicant and/or the IMA developer/system integrator (if different than the functional TSO applicant).

Page 39OCROpen in PDF

(5) Develop mapping between the TSO requirements and the IMA system implementation - for example, a mapping matrix. Mapping should identify TSO requirements that are fully met, partially met, or not met at all. This includes any partial compliance to RTCA/DO-178B for software, RTCA/DO-254 for CEH, and RTCA/DO-160F for EQT.

(6) Identify any limitations regarding the use of the IMA component in an IMA system.

(7) Refer to FAA Order 8150.1, Technical Standard Order Program, as needed to understand the FAA policy regarding TSO authorized articles. You should contact your responsible ACO if you have any questions you cannot answer.

(8) Identify functions in the IMA system not addressed by the TSO. Any functionality not specifically addressed by the functional TSO MPS may require deviations. This additional functionality may be classified as a "non-TSO function", or it may be small enough in nature or closely related to the functional TSO, such that the applicant for a functional TSO classifies it as a "feature." Both non-TSO functions and features should be documented and addressed.

(9) Perform tests to demonstrate compliance to the functional TSO or functional performance standards. Some required EQT may not have been accomplished during TSO-C153 authorization. You should demonstrate that all testing, including EQTs required for the functional TSO, has been accomplished. If special purpose test software is used for environmental qualification, you should verify and control the configuration of the software to ensure the validity of the testing. Credit may be applied for EQT conducted for the TSO-C153 authorization, if appropriate. See paragraph 8-4 for more information.

(10) Submit the data package required by the functional TSO to the responsible ACO for review and issuance of the TSO authorization. Include installation data and configuration of the functional TSO as part of the data package. See paragraph 8-3 for more information.

(11) Apply for changes to functional TSOs, as design changes occur. Notify TC, STC, ATC, and ASTC holders of the design change.

c. Applicant Roles and Responsibilities.

(1) Develop and submit a Project-Specific Certification Plan (PSCP) for the IMA system to the responsible ACO for approval.

(a) We recommend that you include a detailed conformity plan covering all hardware and software components' conformity and installation conformity inspections (including the plan for addressing any "red label" units).

(b) The PSCP should clearly identify what functions will and will not be approved through the TSOA process. This is necessary to identify what will be TSO authorized and what will be TC/STC/ATC/ASTC approved.

Page 40OCROpen in PDF

(c) The PSCP should address integration and approval of all components of the IMA system (including all hardware elements and software components).

(2) Define aircraft system and performance requirements.

(3) Perform aircraft-level safety assessment per RTCA/DO-297, subsection 5.1 and submit it to your ACO.

(4) Integrate all hardware elements and software components in the IMA system. This task may be accomplished by the IMA developer/system integrator.

(5) Integrate the IMA system into the aircraft or engine.

(6) Ensure that no TSO assumptions are violated in the installation. For example, ensure that relocating the GPS card does not invalidate the environmental qualification credit for the GPS TSO. (See chapter 8 of this AC.)

(7) Develop field-loading procedures to ensure that proper software is loaded on the aircraft. (See paragraphs 5-4 and 7-2 of this AC.)

(8) Verify software and complex electronic hardware issues were properly addressed for the installation. (See RTCA/DO-297, Sections 3, 4, and subsection 5.2.)

(9) Determine appropriate aircraft environmental conditions and ensure that EQTs were performed. (See RTCA/DO-297, subsection 5.2.6.)

(10) Develop all required test plans (see RTCA/DO-297, Section 4) and perform necessary tests.

(11) Develop a plan for addressing human factors issues (see RTCA/DO-297, subsection

3.10) and perform human factors and flight crew evaluations of the IMA system.

(12) Ensure that the IMA system meets all airworthiness requirements.

(13) Submit the functional hazard analyses, safety assessments, hardware design assurance data, software data, test plans, test results, compliance reports, and all other appropriate certification data to the FAA for approval. The preliminary functional hazard analysis and preliminary system safety analysis should be submitted before finalizing the software, CEH, and SEH levels and the IMA architecture.

(14) Maintain aircraft system configuration management. (See RTCA/DO-297.

subsection 3.7 and paragraph 5-1 of this AC.)

Page 41OCROpen in PDF

(15) Evaluate and document changes to IMA system and elements per § 21.93. (See RTCA/DO-297, subsection 4.6.)

(16) Ensure that aircraft design features address safety. (See RTCA/DO-297, subsection

3.3.)

Page 42OCROpen in PDF

10/20/10 Appendix A Appendix A Environmental Qualification Guidance for TSO-C153.

1. TSO-C153, Appendix 1 lists environmental qualification tests (EQT) to satisfy the TSO minimum performance standard. Perform these EQTs according to procedures and category levels in RTCA/DO-160F. Select the category levels tested as appropriate for the aircraft installation and environment. The EQTs should apply to functional TSO environmental qualification and may be applied to the aircraft TC, STC, ATC, or ASTC environment qualification.

2. Table 1-1 below lists the RTCA/DO-160F environmental tests that can be accomplished under TSO-C153 authorization, and how they may affect functional TSO authorization.

Table 1-1. RTCA/DO-160F Environmental Qualification Requirements.

RICA/ DO-160F RTCA/DO-160F Required for Required for Section Section Title TSO-C153 Functional TSO # 4 Temperature and Altitude - Not tested Yes Temperature 4 Temperature and Altitude - Yes Yes, TSO-C153 qualification Altitude data may be used by similarity Temperature Variation Not tested Yes 6 Humidity Yes Yes, TSO-C153 qualification data may be used by similarity 7 Operational Shock and Crash Not tested Yes Safety - Operational Shock 7 Operational Shock and Crash Yes Yes, TSO-C153 qualification Safety - Crash Safety data may be used by similarity Vibration Not tested Yes 9 Explosion-proofness Yes, if appropriate Yes, TSO-C153 qualification data may be used by similarity 10 Waterproofness Yes, if appropriate Yes, TSO-C153 qualification data may be used by similarity 11 Fluid Susceptibility Yes, if appropriate Yes, TSO-C153 qualification data may be used by similarity 12 Sand and Dust Yes, if appropriate Yes, TSO-C153 qualification data may be used by similarity 13 Fungus Resistance Yes, if appropriate Yes, TSO-C153 qualification data may be used by similarity A-1

Page 43OCROpen in PDF

10/20/10 Appendix A RTCA/ DO-160F RTCA/DO-160F Required for Required for Section Section Title TSO-C153 Functional TSO # 14 Salt Spray Yes, if appropriate Yes, TSO-C153 qualification data may be used by similarity 15 Magnetic Effect Yes Yes, TSO-C153 qualification data may be used by similarity 16 Power Input Not tested Yes 17 Voltage Spike Yes Yes, TSO-C153 qualification data may be used by similarity 18 Audio Susceptibility - Power Yes Yes, TSO-C153 qualification Inputs data may be used by similarity 19 Induced Signal Susceptibility Not tested Yes 20 Radio Frequency Susceptibility Not tested Yes 21 Emissions of Radio Frequency Not tested Yes Energy 22 Lightning Induced Transient Not tested Yes Susceptibility 23 Lightning Direct Effects Not tested Yes 24 Icing Yes Yes, TSO-C153 qualification data may be used by similarity 25 Electrostatic Discharge Yes Yes, TSO-C153 qualification data may be used by similarity Note: RTCA/DO-160F, Sections 20 and 22 may require additional testing at aircraft installation.

3. Certain EQTs cannot be appropriately performed on the hardware elements as part of TSO- C153. These EQTs can only be appropriately performed when the IMA system and hardware elements are arranged in the configuration specified for the applicable aircraft, as defined for the aircraft TC, STC, ATC, or ASTC. Also, these EQTs can only be appropriately performed with the functional software installed and operating. Therefore, certain RTCA/DO-160F EQTs are excluded from TSO-C153. You should address these EQTs as part of the functional TSO compliance, or as part of the TC/STC/ATC/ASTC environmental qualification. These tests are described below:

a. EQT for temperature (RTCA/DO-160F, Section 4) and temperature variation (RTCA/DO- 160F, Section 5). Perform these with the cabinet or rack and modules in the hardware configuration intended for the functional TSO authorization or the TC/STC/ATC/ASTC approval. For temperature and temperature variation tests for the functional TSO or A-2

Page 44OCROpen in PDF

10/20/10 Appendix A TC/ST/AT/ASTC, the hardware module arrangement should represent the expected worstcase temperature conditions. Alternately, applicants for the functional TSO or for aircraft/engine certification may perform engineering analysis, using validated models, of the thermal characteristics of the expected cabinet or rack and module configuration variations to determine temperature test parameters that exceed the worst-case expected temperature conditions. These temperature test parameters could be used instead of the standard RTCA/DO-160F, Sections 4 and 5, temperature conditions.

b. EQT for operational shock (RTCA/DO-160F, Section 7) and vibration (RTCA/DO-160F, Section 8). Perform these with all cabinet/rack module positions occupied in the hardware configuration specified for the functional TSO or TC/STC/ATC/ASTC installation. Alternately, you could perform an engineering analysis, using validated models, of the characteristics of the expected cabinet or rack and module configurations to determine vibration and operational shock test parameters that exceed the worst expected conditions. These test parameters could be used instead of the standard RTCA/DO-160F, Sections 7 and 8 conditions.

c. EQT for induced transients (RTCA/DO-160F, Section 19), radio frequency (RF) susceptibility (RTCA/DO-160F, Section 20), RF emissions (RTCA/DO-160F, Section 21), and lightning induced transients (RTCA/DO-160F, Section 22). These are most appropriately performed with the functional hardware and software in the IMA system. This is because the response of the system may be highly dependent on the functional software and hardware.

Therefore, perform these EQTs as part of the functional TSO compliance or as part of the TC/STC/ATC/ASTC environmental qualification.

d. EQT for lightning and HIRF protection. Perform these with the hardware elements and software components loaded in the configuration specified for the applicable aircraft, per the lightning regulations, ACs, and the HIRF policy. The interface wiring and connected equipment should represent the wiring and connected equipment installed in the aircraft.

4. You may use EQT performed for a single functional TSO authorization or aircraft TC/STC/ATC/ASTC to support other applications for functional TSOs or aircraft TC/STC/ATC/ASTCs with similar configurations. A TSO applicant may use similarity assessment and worst-case test conditions to minimize the EQT required for subsequent functional TSO applications or aircraft TC/STC/ATC/ASTC. Your use of the environmental qualification data should be accompanied by a rational engincering analysis of the differences between hardware and software configuration used during the original environmental tests and the proposed new configuration. The engincering analysis may consider worst-case environmental limits developed above.

5. The functional TSO qualification data sheet should state explicitly the RTCA/DO-160F test categories and tests performed in the functional TSO configuration and the test categories and tests performed in the TSO-C153 configuration. Include this information in the installation instructions.

A-3

Page 45OCROpen in PDF

10/20/10 Appendix A

6. Hardware modules and software components providing a function that lacks an applicable functional TSO must meet the TC/STC/ATC/ASTC environmental requirements. See § 21.31.

7. You must evaluate all hardware elements before installation to ensure that the TC/STC/ATC/ASTC environmental requirements have been satisfied. See § 21.31.

Page 46OCROpen in PDF

10/20/10 Appendix B Appendix B Sample IMA Component Acceptance Cover Letter.

Use the following as a guide for an IMA Component Acceptance Cover Letter. The format given here does not need to be followed precisely. It is important, however, that all the information be present, in some form, in the letter.

Page 1 of x

COMPANY NAME

COMPANY ADDRESS

COMPANY CONTACT INFORMATION Date of application Unique identifier IMA Component Acceptance Cover Letter General Information IMA component name:

IMA component top level identification: _ (Must uniquely identify the component, including any revision or modification level.)

Name and contact information of company that developed the IMA component (if different than the applicant for the IMA Component Acceptance Letter):

Contact information: (List the names) of engineering and/or managerial staff to which the FAA and other companies involved in the use and possible future reuse of this component may correspond. Include the person's position or title within the company, telephone number and, if possible, a stable e-mail address.)

FAA office to which the application for IMA component acceptance is being made:

Aircraft or engine certification program in which IMA component will be used for initial acceptance, including target certification date:

Name and identification of IMA system in which the IMA component will be used for initial acceptance:

B-1

Page 47OCROpen in PDF

10/20/10 Appendix B Name and address of IMA system developer/integrator (if different than the IMA component developer making this application):

Information Regarding Initial Use of IMA component Describe the airborne system and environment in which the IMA component will be operating.

also referred to as the "usage domain." This information may vary widely based on the type of component. Information about hardware components, such as their being installed in a rotorcraft or in an unpressurized location of the aircraft structure, will be different than if the component is a software operating system. For hardware components, this description should be adequate to estimate the environmental qualification testing levels for RTCA/DO-160F compliance for the initial installation.

This section informs the FAA, as well as any potential future re-users of the accepted component, how the IMA component is being used for its initial acceptance and what might need to be reexamined during any future reuse.

Information may be at a high level, with more detailed information contained in the IMA Component Acceptance Letter data sheet.

Information Regarding Partitions (if any) and Assurance Levels within the IMA Component Describe all the various software partitions (if any) within the IMA component. Identify the software assurance level for each software partitions. Justify at a high level why that assurance level is appropriate. With hardware components for which you are seeking acceptance for compliance to RTCA/DO-254, identify and describe each component along with the design assurance level (DAL) of each component and a justification of why this DAL is appropriate. If there are multiple DALs on a single CEH/SEH device, then address each of those DALS. Include information regarding the separation of the multiple DALs on a single device.

This section informs the FAA, as well as any potential future re-users of the accepted component, of the various assurance levels (both hardware and software) within the IMA component and what might need to be re-examined during any future reuse.

Information may be at a high level, with more detailed information contained in the IMA Component Acceptance Letter data sheet.

Statement of Full or Partial Compliance to Industry Standards State for which industry standards RTCA/DO-178B for airborne software, RTCA/DO-254 for CEH, RTCA/DO-160F for EQT) acceptance is being sought with this IMA component. State whether you seek full or partial compliance to these standards. Your IMA Component Acceptance Cover Letter does not need to explain, in detail. any partial compliance to these standards--include that detailed information in the IMA component acceptance data sheet. The statement of full or partial compliance in the IMA Component Acceptance Cover Letter is only B-2

Page 48OCROpen in PDF

10/20/10 Appendix B an indicator to the FAA and any future re-user of this component that additional activity is needed to show full compliance at the time of installation approval of the IMA system.

If you seek any compliance for SEH for the IMA component acceptance, this section should document that fact. Include the compliance data or references to where the compliance data may be found in the IMA component acceptance data sheet.

If you seek compliance to any other technical discipline, besides those listed above with this IMA component acceptance, document it here. Include a high-level discussion of the requirements for which you seek compliance, and where the detailed requirements are documented. Include more detailed information about the compliance data in the IMA Component Acceptance Letter data sheet.

Configuration Information of IMA component Include enough information to specify exactly the baseline configuration of the IMA component being accepted, including the development and verification environment. Include only a list of the documents names, numbers and revision levels. All other information concerning the configuration identification may be included in the IMA Component Acceptance Letter data sheet.

This section makes clear the configuration of the IMA component being accepted. If any of the documents identified in this section are revised, then write a new IMA component acceptance letter.

Statement of compliance to the applicable requirements State in the IMA Component Acceptance Letter that the signatories attest that the IMA component meets all the applicable requirements defined in the IMA Component Acceptance Letter. A sample statement is shown below:

We, the undersigned, attest that we, to the best of our ability, have found this IMA component to be compliant with the applicable requirements as documented within this IMA Component Acceptance Letter.

Signatures - Applicant for the IMA Component Acceptance Letter This section should show the signatures of specific company individuals, per paragraph 4-3 of this AC. There should also be a printed version of the signing individual's name and title. Each signature should include the date on which they signed the IMA Component Acceptance Cover Letter, as well as an indication of which technical discipline to which that signature applies. The IMA component acceptance letter should be signed by the appropriate persons before submitting the original, along with the IMA Component Acceptance Letter data sheet, to the FAA.

B-3