U.S . Department of Transportation Federal Aviation Administration Advisory Circular Subject: Stall Prevention and Recovery Training Date: 1/4/17 AC No: 120-109A Initiated by: AFS-200 Change: 1
1. PURPOSE. This advisory circular (AC) provides best practices on training, testing, and checking of impending stalls and training of full stalls, including recommended recovery procedures.
2. PRINCIPAL CHANGES. This change updates flight simulation training device (FSTD) qualification information for full stall prevention and recovery training tasks in Appendix 5 consistent with the amendments to Title 14 of the Code of Federal Regulations (14 CFR) part 60 in the Flight Simulation Training Device Qualification Standards for Extended Envelope and Adverse Weather Event Training Tasks final rule and updates references in Chapters 1 and 3.
This change is also responsive to the FAA Extension, Safety, and Security Act of 2016, section 2102, item 4, which requires the FAA to issue guidance to air carriers by January 11, 2017, regarding standards for compliance with the requirements for enhanced pilot training contained in the Qualification, Service, and Use of Crewmembers and Aircraft Dispatchers final rule published on November 12, 2013.
PAGE CONTROL CHART Remove Pages Dated Insert Pages Dated Pages iii and iv 11/24/15 Pages iii and iv 1/4/17 Pages 3, 4, 9, 13, 17 (and 18) 11/24/15 Pages 3, 4, 9, 13, 17 (and 18) 1/4/17 Appendix 5, Pages 1 thru 3 (and 4) 11/24/15 Appendix 5, Pages 1 thru 3 (and 4) 1/4/17 ORIGINAL SIGNED by /s/ John S. Duncan Director, Flight Standards Service
U.S. Department of Transportation Federal Aviation Administration Advisory Circular Subject: Stall Prevention and Recovery Training Date: 11/24/15 AC No: 120-109A Initiated by: AFS-200 Change:
This advisory circular (AC) provides guidance for training, testing, and checking pilots to ensure correct responses to impending and full stalls. For air carriers, Title 14 of the Code of Federal Regulations (14 CFR) part 121 contains the applicable regulatory requirements. Although this AC is directed to part 121 air carriers, the Federal Aviation Administration (FAA) encourages all air carriers, airplane operators, pilot schools, and training centers to use this guidance for stall prevention training, testing, and checking. This guidance was created for operators of transport category airplanes; however, many of the principles apply to all airplanes. The content was developed based on a review of recommended practices developed by major airplane manufacturers, labor organizations, air carriers, training organizations, simulator manufacturers, and industry representative organizations.
This AC includes the following core principles:
• Reducing angle of attack (AOA) is the most important pilot action in recovering from an impending or full stall.
• Pilot training should emphasize teaching the same recovery technique for impending stalls and full stalls.
• Evaluation criteria for a recovery from an impending stall should not include a predetermined value for altitude loss. Instead, criteria should consider the multitude of external and internal variables that affect the recovery altitude.
• Once the stall recovery procedure is mastered by maneuver-based training, stall prevention training should include realistic scenarios that could be encountered in operational conditions, including impending stalls with the autopilot engaged at high altitudes.
• Full stall training is an instructor-guided, hands-on experience of applying the stall recovery procedure and will allow the pilot to experience the associated flight dynamics from stall onset through the recovery.
This revision of AC 120-109 reflects new part 121 regulatory terms and incorporates the full stall training requirement of Public Law 111-216. Considerable evaluation of the full flight simulator (FFS) must occur before conducting full stall training in simulation. Reference Appendix 5 for FFS evaluation considerations.
CONTENTS Paragraph Page
CHAPTER 1. BACKGROUND INFORMATION1
1-1. General1
1-2. Cancellation1
1-3. Summary of Changes1
1-4. Air Carriers Conducting Training in Airplanes1
1-5. Part 121 Requirements2
1-6. Advanced Qualification Programs2
1-7. Definitions/Terms2
1-8. Related Regulations4
1-9. Related FAA Guidance (current editions)4
1-10. Related References4
1-11. AC Feedback Form4
CHAPTER 2. STALL TRAINING CURRICULUMS5
2-1. General5
2-2. Training Goals5
2-3. Training Requirements (§§ 121.418, 121.419, 121.423, 121.424, and 121.427)6
2-4. Instructor/Evaluator Standardization (§§ 121.413 and 121.414)6
2-5. Recovery Procedures7
2-6. Flight Standardization Board (FSB) Reports7
CHAPTER 3. GROUND/ACADEMIC TRAINING9
3-1. Academic Knowledge9
3-2. Knowledge Areas9
CHAPTER 4. STALL PREVENTION TRAINING AND CHECKING13
4-1. General13
4-2. Simulator Training (§ 121.424)13
4-3. Using Surprise in Training16
4-4. Checking Parameters16
4-5. Checking Criteria16
4-6. Realistic Settings for Checking16
4-7. Debriefing17
CHAPTER 5. STALL RECOVERY TRAINING19
5-1. General19
5-2. Full Stall Training19
5-3. Full Stall Training Maneuver19
5-4. Stick Pusher19
CONTENTS (Continued) Paragraph Page
APPENDIX 1. STALL RECOVERY TEMPLATE (2 pages)1
APPENDIX 2. SAMPLE DEMONSTRATIONS (2 pages)1
APPENDIX 3. SAMPLE TRAINING SCENARIOS (6 pages)1
APPENDIX 4. SAMPLE FULL STALL TRAINING MANEUVER (2 pages)1
APPENDIX 5. FULL FLIGHT SIMULATOR CONSIDERATIONS (4 pages)1
Par 1-1 Page 1 CHAPTER 1. BACKGROUND INFORMATION
1-1. GENERAL. Based on accident review, a concern exists within the Federal Aviation Administration (FAA) and industry regarding loss of control in-flight (LOC-I) accidents and incidents. A recurring causal factor in LOC-I accidents and incidents is the pilot’s inappropriate reaction to impending stalls and full stalls. Evidence exists that some pilots are failing to avoid conditions that may lead to a stall, or are failing to recognize the insidious onset of an impending stall during routine operations in both manual and automatic flight. Evidence also exists that some pilots may not have the required skills or training to respond appropriately to an unexpected stall. Stall training should always emphasize reduction of angle of attack (AOA) as the most important response when confronted with an impending or full stall. This advisory circular (AC) provides best practices on training, testing, and checking of impending stalls and training of full stalls, including recommended recovery procedures.
1-2. CANCELLATION. AC 120-109, Stall and Stick Pusher Training, dated August 6, 2012, is canceled.
1-3. SUMMARY OF CHANGES. Many minor changes have been made to improve clarity, accuracy, completeness, and consistency. Significant changes include the following:
• Additional information to support the requirement for stall recovery training.
• Added regulatory requirements contained in the Qualification, Service, and Use of Crewmembers and Aircraft Dispatchers final rule issued November 12, 2013, and associated supporting information.
• Updated information in Appendix 5, Full Flight Simulator Considerations.
• Updated and/or added the following definitions: stall prevention training, stall recovery training, full stall, stall warning, and secondary stall warning.
1-4. AIR CARRIERS CONDUCTING TRAINING IN AIRPLANES.
a. Stall Prevention Training. Although the training in this AC is designed to be conducted in a flight simulation training device (FSTD), those operators using airplanes for training can incorporate into their training programs all of the academic elements and some of the flight training elements. Operators should carefully select flight training maneuvers and employ risk mitigation strategies. Airplanes used for flight training elements should be those designed for the specific maneuvers being conducted, and training programs should use instructors specifically qualified to conduct stall training in airplanes. The FAA recommends that any operator conducting stall training in airplanes follow the guidance and associated risk mitigation strategies contained in ICAO’s Doc 10011, Manual on Aeroplane Upset Prevention and Recovery Training.
b. Stall Recovery Training. For Title 14 of the Code of Federal Regulations (14 CFR) part 121 air carriers, § 121.423(c) requires an instructor-guided, hands-on experience of recovery from full stall and stick pusher activation, if equipped, to be conducted in a Level C or higher full flight simulator (FFS). Air carriers are encouraged to use the highest fidelity level FFS available.
In accordance with § 121.423, part 121 air carriers may submit a request to the Administrator for
Par 1-4 Page 2 approval of a deviation from the FFS requirements to conduct the extended envelope training using an alternative method to meet the learning objectives of § 121.423.
1-5. PART 121 REQUIREMENTS (§ 121.423(c) and Part 121 Appendices E and F). All part 121 air carriers, including those who train under an Advanced Qualification Program (AQP), are required to conduct stall prevention training, and beginning March 12, 2019, all part 121 air carriers must conduct instructor-guided, hands-on experience of recovery from full stall and stick pusher activation, if equipped. The requirement for part 121 pilots to receive stall recovery training is statutorily mandated in Public Law 111-216, Section 208. The FAA does not have the authority to exempt any part 121 air carrier from this requirement.
1-6. ADVANCED QUALIFICATION PROGRAMS. For simplicity, because part 121 subpart N and appendices E and F contain the requirements for stall prevention and recovery training, the terminology used in this AC is consistent with those regulations. Therefore, the term checking is used and the terms for the training categories defined in § 121.400 are used. Air carriers with an AQP should make terminology adjustments, as appropriate. Regardless of the type of training program, the instructor-guided, hands-on experience of recovery from full stall and stick pusher activation, if equipped, is a training maneuver that is not checked or evaluated.
Air carriers with an AQP should use this AC in conjunction with the current edition of AC 120-54, Advanced Qualification Program.
1-7. DEFINITIONS/TERMS. To provide greater clarity for the training community, stall terminology in this AC has been simplified. For the purpose of this AC, the following definitions and terms are provided:
a. Angle of Attack (AOA). The angle between the oncoming air, or relative wind, and a reference line on the airplane or wing.
b. Crew Resource Management (CRM). Effective use of all available resources: human resources, hardware, and information.
c. Flight Simulation Training Device (FSTD). An FFS or a flight training device (FTD).
d. Full Stall. Any one, or combination of, the following characteristics: (a) an uncommanded nose-down pitch that cannot be readily arrested, which may be accompanied by an uncommanded rolling motion; (b) buffeting of a magnitude and severity that is a strong and effective deterrent to further increase in AOA; (c) no further increase in pitch occurs when the pitch control is held at the full aft stop for 2 seconds, leading to an inability to arrest descent rate;
(d) activation of a stick pusher.
e. Impending Stall. An AOA that causes a stall warning. In this AC, impending stall means the same as the AOA for an approach-to-stall or the first indication of stall.
f. Landing Configuration. Landing gear extended and the flaps set at an approved setting for a normal landing.
g. Maneuver-Based Training. Training that focuses on a single event or maneuver in isolation.
Par 1-7 Page 3
h. Scenario-Based Training (SBT). Training that incorporates maneuvers into real-world experiences to cultivate practical flying skills in an operational environment.
i. Secondary Stall. A premature increase in AOA that results in another full stall during stall recovery, prior to a stable flight condition being established.
j. Secondary Stall Warning. A reoccurrence of a stall warning.
k. Stall Event. An impending stall or a full stall.
l. Stall Prevention Training. Ground and flight instruction to recognize and to avert an impending stall, and to reinforce the application of the stall recovery procedure for an impending or full stall.
m. Stall Recovery Procedure. The correct, airplane-specific actions developed by the operator, in consultation with their airplane manufacturer, that their pilots apply to return the airplane to safe flight after a stall. If consultation is impracticable, the stall recovery template in Appendix 1 can be used.
n. Stall Recovery Training. Instructor-guided, hands-on experience of applying the stall recovery procedure for a full stall.
o. Stall Warning. An alert furnished either through inherent aerodynamics, such as buffeting, or by synthetic means, such as a stick shaker or a persistent aural-and-visual cue, giving clear indications prior to a full stall to allow a pilot to prevent a full stall. Refer to 14 CFR part 25, § 25.207.
p. Startle. An uncontrollable, automatic muscle reflex, raised heart rate, blood pressure, etc., elicited by exposure to a sudden, intense event that violates a pilot’s expectations.
q. Stick Pusher. A safety system that applies downward elevator pressure to assist in the avoidance, identification, or recovery of a full stall.
r. Surprise. An unexpected event that violates a pilot’s expectations and can affect the mental processes used to respond to the event.
s. Takeoff or Maneuvering Configuration. The airplane’s normal configuration for takeoff, approach, go-around, or missed approach until all flaps/slats are retracted. Retractable landing gear may be extended or retracted.
t. Transfer of Training. The degree to which what was learned in training
(e.g., classroom FSTD) can be applied on-the-job (e.g., flight operations). In this context, “negative transfer of training” is when knowledge or skills learned in the classroom or FSTD impede the knowledge or skills necessary to operate an aircraft in flight.
u. Uncoordinated Flight. Flight with slipping or skidding.
Par 1-7 Page 4
v. Undesired Aircraft State. A condition that unacceptably reduces safety margins, including low energy situations.
1-8. RELATED REGULATIONS. Title 14 CFR parts 25, 61, 91 subpart K (part 91K), 121, 125, 135, 141, and 142.
1-9. RELATED FAA GUIDANCE (current editions):
• Safety Alert for Operators (SAFO) 10012, Possible Misinterpretation of the Practical Test Standards (PTS) Language “Minimal Loss of Altitude.”
• Information for Operators (InFO) 10010, Enhanced Upset Recovery Training.
• Airline Transport Pilot and Aircraft Type Rating Practical Test Standards for Airplane.
• Commercial Pilot Practical Test Standards for Airplane (Single-Engine Land (SEL), Multiengine Land (MEL), Single-Engine Sea (SES), Multiengine Sea (MES)).
• Order 8900.1, Volume 2, Air Operator and Air Agency Certification and Application Process.
• Order 8900.1, Volume 3, General Technical Administration.
• Order 8900.1, Volume 5, Airman Certification.
• AC 120-51, Crew Resource Management Training.
• AC 120-54, Advanced Qualification Program.
• AC 120-90, Line Operations Safety Audits.
• AC 120-111, Upset Prevention and Recovery Training.
• AC 120-114, Pilot Training and Checking (14 CFR Part 121 Subparts N and O, Including Appendices E and F).
1-10. RELATED REFERENCES:
• Airplane Upset Recovery Training Aid (AURTA) Revision 2:
http://www.faa.gov/other_visit/aviation_industry/airline_operators/training/media/AP_ UpsetRecovery_Book.pdf.
• Defensive Flying for Pilots: An Introduction to Threat and Error Management, Ashleigh Merritt, Ph.D. and James Klinect, Ph.D. (The University of Texas Human Factors Research Project – The LOSA Collaborative): http://www.skybrary.aero /bookshelf/books/1982.pdf.
• An Evaluation of Several Stall Models for Commercial Transport Training, J. Schroeder, J. Burki-Cohen, D. Shikany, D. Gingras, and P. Desrochers, AIAA Modeling and Simulation Technologies Conference, National Harbor, MD, Jan. 2014:
http://www.faa.gov/pilots/training/media/Evaluation_of_Stall_Models_for_ Training.pdf.
1-11. AC FEEDBACK FORM. For your convenience, the AC Feedback Form is the last page of this AC. Note any deficiencies found, clarifications needed, or suggested improvements regarding the contents of this AC on the Feedback Form.
Par 2-1 Page 5 CHAPTER 2. STALL TRAINING CURRICULUMS
2-1. GENERAL.
a. Common Guidance. This chapter provides common guidance for all stall prevention and recovery training curriculums, while Chapters 4 and 5 provide detailed information for stall prevention training and checking and stall recovery training, respectively. An effective stall training curriculum should provide pilots the knowledge and skills to avoid undesired aircraft states that increase the risk of encountering a stall event or, if not avoided, to respond correctly and promptly to a stall event. The reason for using the term “stall event” is to emphasize that the recovery technique for an impending stall or full stall is the same.
b. Stall Event Training. Stall event training must include both ground and flight training.
The training methodology should follow the building block approach of first introducing essential concepts and academic understanding during ground training before progressing to the practical application of those skills in an FFS. Similarly, familiarity with airplane characteristics and development of basic recovery handling skills through maneuver-based training should precede their application in scenario-based training. This progressive approach leads to a more complete appreciation of how to recognize an impending stall, respond appropriately in situations of surprise, and recover effectively when required. Training providers should develop training curriculums that provide pilots with the knowledge and skills to recognize, prevent, and recover from unexpected stall events. These training curriculums should contain the elements described in this AC.
c. Envelope-Protected Airplanes. Envelope-protected airplanes have, in general, demonstrated a lower rate of stall accidents and incidents; however, the rate is not zero. Stall accidents and incidents in envelope-protected airplanes typically occur when the protections have failed, requiring the pilot to return the aircraft to safe flight using a degraded flight control mode. As such, it is important to carefully develop the stall prevention and recovery training for envelope-protected aircraft so that (1) the failure path(s) to reach the degraded modes are understood, (2) pilots learn to identify the rarely occurring impending or full stalls, and (3) pilots demonstrate they have the skill to return the aircraft to safe flight with the degraded flight control laws. Although the potential failures that lead to degraded modes must be understood by pilots, handling multiple failures should not be a component of maneuver-based stall training. The simulator should be placed in a degraded mode by the instructor, clearing all warnings and cautions associated with the failures before the stall training begins. Training providers should seek manufacture guidance for preferred methods of placing the simulator in degraded modes.
2-2. TRAINING GOALS. Desired training goals for stall prevention and recovery training include the following:
a. Proper recognition of operational and environmental conditions that increase the likelihood of a stall event.
b. Knowledge of stall fundamentals, including factors that affect stall speed and any implications for the expected flight operations.
c. Understanding of the stall characteristics for the specific airplane.
Par 2-2 Page 6
d. Proper aeronautical decisionmaking skills to avoid stall events (e.g., effective analysis, awareness, resource management, mitigation strategies, and breaking the error chain through airmanship and sound judgment).
e. Proper recognition of an impending stall in varied conditions and configurations.
f. The effects of autoflight, flight envelope protection in normal and degraded modes, and unexpected disconnects of the autopilot or autothrottle/autothrust.
g. Proper recognition of when the flight condition has transitioned from the prevention phase and into the recovery phase.
h. Proper application of the stall recovery procedure.
2-3. TRAINING REQUIREMENTS (§§ 121.418, 121.419, 121.423, 121.424, and 121.427).
While basic aerodynamics and stall training are accomplished as part of a pilot’s private, commercial, and airline transport pilot (ATP) certifications, it is important to reinforce this basic training throughout a pilot’s career. Training providers should ensure that pilots are thoroughly familiar with the characteristics associated with the specific airplane. Training providers should also understand that some pilots may need to unlearn previous stall recovery procedures based on their prior experience. This AC describes the stall event training that a pilot should receive when employed by a part 121 air carrier. The essential concepts of stall training should be standalone training. Once the concepts are mastered, stall training may be incorporated into other training areas (e.g., CRM, adverse weather training, etc.). Air carriers must include stall event training for pilots during:
• Initial training,
• Transition training,
• Differences and related aircraft differences training (if differences exist),
• Upgrade training,
• Requalification training (if applicable), and
• Recurrent training.
2-4. INSTRUCTOR/EVALUATOR STANDARDIZATION (§§ 121.413 and 121.414).
Instructors and evaluators should receive training in the subject areas contained in this AC.
Knowledge of these subject areas ensures accurate stall event training and minimizes the risk of negative transfer of training.
a. Instructor/Evaluator Training. Instructor/evaluator training should focus on the practical application of these principles and the evaluation of a pilot’s understanding of the airplane’s operating characteristics. Instructors should:
• Demonstrate knowledge of all subject areas of this advisory circular;
• Demonstrate proficiency in all skill areas of this advisory circular; and
• Demonstrate proficiency in conducting maneuver-based and scenario-based stall prevention and recovery training.