CHI02IA058

NTSB incident investigation · Boeing 737-522 · Chicago, IL · December 28, 2001

Incident · No injuriesIncident investigationFinal report
Date
December 28, 2001, 14:31 local (20:31 UTC)
Place
Chicago, IL
Injuries
104 uninjured
Damage
No damage
Phase of flight
Enroute
Aircraft
N941UABoeing 737-522
Weather
Visual (VMC) · Day
Status
Completed · report March 30, 2004
Report
Approved by Office Director
Parties
United Airlines, Airline Pilots Association (ALPA), The Boeing Company, Federal Aviation Administration - O'Hare FSDO
FAA report
20011228038119I
Case key
54002

From the NTSB’s public API. By law, NTSB reports can’t be used as evidence in lawsuits over the incident.

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Probable cause

The wake turbulence encounter.

Sequence of events

NTSB’s coding before 2008: each occurrence and phase of flight, and the causes and factors under it. The codes are defined in NTSB’s coding manual.

Vortex turbulence encounteredDescent - normal
Wake turbulence - encounteredCause

Analysis

The Boeing 737 airplane encountered wake turbulence during cruise descent. The captain reported the aircraft was descending from 10,000 feet mean sea level (msl) when he noticed a "subtle vibration" that was followed by the airplane entering an uncommanded roll to the right. The captain reported that he disconnected the autopilot system at approximately 20 degrees right roll, and he regained control of the aircraft using manual control inputs of left rudder and left aileron. The captain stated that he had "complete usage of the rudder" during the recovery. The flightcrew declared an emergency and made an uneventful landing. Aircraft radar track data indicated the incident airplane (UAL Flt 1260) was following a Boeing 777, operated by American Airlines as flight 154 (AAL Flt 154). Both aircraft were en route to Chicago O'Hare International Airport and were flying the same arrival procedure. Both airplanes were maintaining a lateral separation of approximately 8.3 nm or about 97 seconds. AAL Flt 154 began its descent 12.56 nm from KRENA intersection, and 23 seconds later UAL Flt 1260 began its descent 6.23 nm from the intersection. During the uncommanded roll and subsequent recovery, all rudder control surface movements correlated with the position of the rudder pedals. No flight control anomalies were found during the post-incident examination and verification flight test.

Factual narrative

History of flight

On December 28, 2001, at 1431 central standard time, a Boeing 737-522, N941UA, operated by United Airlines as flight 1260, declared an emergency due to a reported control system problem while descending into the Chicago O'Hare International Airport (ORD), Chicago, Illinois. Visual meteorological conditions prevailed at the time of the incident. The revenue passenger flight was operating under the provisions of 14 CFR Part 121 while on an instrument flight plan. The 2 pilots, 3 flight attendants, and 99 passengers reported no injuries. The flight departed the Eastern Iowa Airport, Cedar Rapids, Iowa, at 1357, and was en route to ORD at the time of the incident.

According to an interview with the captain, the aircraft was descending from 10,000 feet mean sea level (msl) when he noticed a "subtle vibration" in the cockpit that lasted a period of approximately 2 seconds. Following the vibration, the aircraft began an uncommanded roll to the right. The captain reported that he disconnected the autopilot system at approximately 20 degrees right roll, and he regained control of the aircraft using manual control inputs of left rudder and left aileron. The captain stated that during the uncommanded roll the rudder controls remained stationary and in a neutral position. The captain also reported that he had "complete usage of the rudder" during the recovery.

Subsequent to the recovery, the captain applied two short inputs (1 second each) of left wing down trim. Following the trim input, the yoke returned to a neutral position and he was able to relax his control pressure inputs. The captain reported that at approximately 8,000 feet msl "everything was sorted out" and the airplane "flew like an new airplane."

The captain stated the first officer (FO) declared an emergency to Chicago approach control and requested to land on runway 27R (7,967 feet by 150 feet, grooved concrete). The airplane touched down on runway 27R at 1439 without further incident.

Written statements, crew interview summaries, and a Chicago approach control transcription are included with the docket material associated with this factual report.

Personnel information

Captain:

The captain was the pilot flying (PF) and was seated in the left cockpit position. The captain held an airline transport pilot (ATP) certificate with an airplane multiengine land rating. He was type-rated for a Boeing 737 airplane. The Federal Aviation Administration (FAA) issued his current ATP certificate on May 5, 2001.

FAA records indicate his last medical examination was completed on December 26, 2001, and that he was issued a first-class medical certificate with no restrictions or limitations.

The captain reported having accumulated approximately 4,000 hours in a Boeing 737 airplane, of which approximately 1,000 hours were as pilot-in-command (PIC). He flew 128.9 hours during the last 3 months, all in a Boeing 737 airplane. He had flown 61.8 hours during the previous 30 days and 4.0 hours during the prior 24 hours.

The captain began his flight career with the United States Navy, where he flew the P-3 Orion airplane for 8.5 years. He began his civilian flying career with Trans World Airlines (TWA), where he was a copilot in a Boeing 727 airplane. The captain reported United Airlines hired him on May 20, 1991. He flew as a copilot in the Boeing 737, 767, and 777 airplane models prior to upgrading to captain for Boeing 737 airplanes.

First Officer:

The first officer (FO) was the pilot-not-flying (PNF) and was seated in the right cockpit position. The FO held an ATP certificate with an airplane multiengine land rating. The FO additionally had a rating for commercial privileges in single-engine land airplanes. The FO did not have a type-rating for a Boeing 737 airplane. The FAA issued his current ATP certificate on November 9, 1999.

FAA records indicate his last medical examination was completed on March 15, 2001, and that he was issued a second-class medical certificate with no restrictions or limitations.

The FO reported having a total flight time of approximately 2,600 hours, of which approximately 1,300 hours were as PIC. He stated he had flown 800 hours in the Boeing 737 airplane, and all were as second-in-command. He flew 148.3 hours during the last 3 months, all in a Boeing 737 airplane. He had flown 59.9 hours during the previous 30 days and 4.0 hours during the prior 24 hours.

The FO reported United Airlines hired him on May 8, 2000, and all of his Boeing 737 airplane flight experience was acquired with the airline.

Aircraft information

The Boeing 737-522, N941UA, serial number 26676, is a pressurized, low-wing, narrow-body transport category airplane. The Boeing 737-522 model has all-metal full-cantilevered wing and tail surfaces, a semi-monocoque fuselage, and a fully retractable landing gear. The two wing mounted CFM International CFM56-3B1 turbofan engines each produce 20,000 lbs of thrust. The 737-522 model uses the basic structure of a 737-300 series airplane; however, incorporates a 94-inch shorter body and a revised forward and aft wing-body fairing.

The 737-522 model accommodates 108 passengers in a mixed class configuration, has a maximum range of 2,996 nm at a maximum operating altitude of 37,000 feet, and has an maximum operating speed of 0.82 mach (340 knots calibrated airspeed). A 737-522 airplane has a zero-fuel weight of 103,000 lbs and a maximum gross takeoff weight of 133,500 lbs.

According to company records, the airplane was delivered on October 6, 1992, and had accumulated 27,409 hours total time in service. The incident airplane was being maintained under the provisions of a FAA approved continuous airworthiness program. The last major maintenance check was completed on January 11, 2001, and the airplane had accumulated 2,602 hours since the inspection.

Meteorological information

A weather observation station, located at ORD, recorded the weather as:

At 1356: Wind 300 degrees true at 13 knots; 10 statute mile visibility; broken clouds at 4,000 feet above ground level (agl); temperature -05 degrees Celsius; dew point of -13 degrees Celsius; altimeter 29.63 inches of mercury.

At 1456: Wind 290 degrees true at 14 knots; 10 statute mile visibility; scattered clouds at 4,200 feet agl and broken clouds at 5,000 feet agl; temperature -05 degrees Celsius; dew point of -13 degrees Celsius; altimeter 29.64 inches of mercury.

According to measurements transmitted by a radiosonde balloon launched near Davenport, Iowa, at 1800, the winds between 9,000 - 12,000 feet msl were:

Altitude (feet msl); Wind direction/speed (degrees true/knots)

9,000; 290/35

9,117; 290/35

9,753; 288/36

11,758; 281/40

12,000; 280/40

Tests and research

Aircraft radar track data was obtained from Federal Aviation Administration (FAA) Air Traffic Control. The provided data indicated the incident airplane (UAL Flt 1260) was following a Boeing 777-200, operated by American Airlines as flight 154 (AAL Flt 154). Both aircraft were en route to ORD and were flying the Janesville Four Arrival. Both aircraft approached KRENA intersection on a 096-degree magnetic flight path. Both airplanes crossed the intersection at 10,000 feet msl, with AAL Flt 154 passing at 1426:00 followed by UAL Flt 1260 97-seconds later at 1427:37. After crossing KRENA intersection both aircraft flew a 133-degree magnetic flight path. Both airplanes had ground speeds of approximately 307 knots [250 knots indicated airspeed (KIAS)] and were maintaining a lateral separation of approximately 8.3 nm or about 97 seconds.

At 1428:23, 12.56 nm from KRENA intersection, AAL Flt 154 began descending from 10,000 feet msl. At 1428:37, Chicago approach control instructed UAL Flt 1260 to descend from 10,000 feet msl to maintain 7,000 feet msl and UAL Flt 1260 acknowledged the clearance at 1428:40. UAL Flt 1260 began

Aircraft

Registration
N941UA
Reported as
Boeing 737-522
Category
Airplane
Serial number
26676
Airframe hours
27,409
Engines
CFM International CFM56-3, 20,000 lbs thrust, turbo fanCFM International CFM56-3, 20,000 lbs thrust, turbo fan
Damage
No damage
Flight
Part 121
Registered owner
United Air Lines, Inc.
Airworthiness certificate
Standard, Transport
Last inspection
Continuous airworthiness · January 11, 2001 · 2,602 hours before
Departed
CID · Cedar Rapids, IA
Destination
ORD · Chicago, IL
Flight plan
IFR
Airport
ORD · Chicago O'Hare International

Matched to the registry by N-number and the event date; the registry’s history has gaps, so older matches can be wrong. Compare the reported make and model.

Flight crew · 2

As NTSB recorded them. NTSB leaves out names.

Role
Pilot
Age
50
Injuries
None
Certificate
Airline transport
Airplane ratings
Multi-engine land
Instrument ratings
Airplane
Medical
Class 1, Valid Medical--no waivers/lim.
Last flight review
May 1, 2001
Seat
Left
Role
Co-pilot
Age
36
Injuries
None
Certificates
Military, Commercial, Airline transport
Airplane ratings
Single-engine land, Multi-engine land
Instrument ratings
Airplane
Medical
Class 2, Valid Medical--no waivers/lim.
Last flight review
March 1, 2001
Seat
Right
Flight hours
2,600 total · 800 in this make and model · 1,300 as pilot in command

Weather

Conditions
Visual (VMC) · Day
Wind
290° at 14 knots
Visibility
10 statute miles
Lowest ceiling
5,000 ft broken
Temperature
23 °F, dew point 9 °F
Altimeter
29.63 inHg
Observed at
KORD

FAA reports on this event · 1

The FAA’s own accident and incident reports, matched to the aircraft by N-number and date.