ERA17LA029

NTSB accident investigation · Aerostar International RX8 · Mount Ulla, NC · October 22, 2016

Accident · Serious injuriesLimited investigationFinal report
Date
October 22, 2016, 08:38 local (12:38 UTC)
Place
Mount Ulla, NC
Injuries
1 serious, 4 uninjured
Damage
Minor damage
Phase of flight
Landing
Aircraft
N9015YAerostar International RX8
Defining event
Landing-flare/touchdown: Hard landing
Weather
Visual (VMC) · Day
Status
Completed · report November 6, 2018
Report
Approved by Office Director
NTSB office
Eastern Region Aviation
Parties
FAA/FSDO
FAA report
20161022022819A
Case key
94294

From the NTSB’s public API. By law, NTSB reports can’t be used as evidence in lawsuits over the accident.

On this page

Probable cause

The passenger's failure to follow the pilot's instructions for properly securing herself during landing, which resulted in her serious injury when the balloon landed hard and the basket was dragged.

Findings · 4

NTSB’s coded findings. Those marked are part of the probable cause; the rest are factors or other findings. Under each, the cases with the same finding.

Performance/control parametersAircraft › Aircraft oper/perf/capability · Not specifiedAerostar International RX 8: 3 casesAll aircraft: 1,269 casesProbable cause
WindEnvironmental issues › Conditions/weather/phenomena · Effect on operationAerostar International RX 8: 2 casesAll aircraft: 110 cases

Sequence of events

The events NTSB coded, in order, by phase of flight. The defining event is the one that best describes the accident. Under each, the cases with the same event anywhere in their sequence.

Analysis

Before departing on a revenue sightseeing balloon flight, the commercial pilot briefed the passengers about landing procedures. After being airborne for nearly 1 hour with increasing wind (which was forecast), the pilot identified a landing field and initiated an approach. Before landing, he again briefed the passengers that they needed to hold onto the handles with both hands, and to expect a "bouncy and hard landing." As the balloon approached the field, the pilot noted that the surface winds had significantly increased and informed the passengers to face the direction of travel with their knees bent, to expect a bounce, and that, after touchdown, the basket may tip onto its side. Before touchdown, he had to again instruct one passenger to hold on; he then pulled the envelope deflation line. After a hard landing, the basket leaned onto its side, and the passenger who was instructed to hold on and who was only using one hand to do so, put her arms outside the basket. Another passenger grabbed her, and the basket then became airborne slightly, followed by another landing. The basket tipped over, and the balloon was dragged a short distance across the field before stopping. One passenger sustained a fractured vertebrae and wrist, while the other occupants were not injured.

Factual narrative

On October 22, 2016, about 0838 eastern daylight time, an Aerostar International, Inc. RX-8 balloon, N9015Y, registered to and operated by Up Up Away Hot Air Balloon Company, incurred minor damage while landing in a field near Mount Ulla, North Carolina. The balloon was operated under the provisions of 14 Code of Federal Regulations Part 91 as a revenue sightseeing flight. The commercial pilot and three passengers sustained no injuries, while the remaining passenger was seriously injured. Visual meteorological conditions prevailed at the time, and no flight plan was filed for the flight, which originated about 53 minutes earlier from Statesville Regional Airport (SVH), Statesville, North Carolina. The pilot stated that the balloon was part of the Carolina BalloonFest, and prior to the flight he attended a pilot briefing and was informed that the wind would be picking up after 0900. In advance of the flight he informed the passengers of the procedures related to landing stance, to hold the handles inside the basket, and to keep their arms and legs inside the basket. After takeoff the balloon drifted in an east-southeasterly direction, and, due to the time aloft, the pilot elected to land in a hay field. Prior to landing, he informed the passengers that that they needed to hold on and to expect a "bouncy and hard landing." On approach to the field, he noticed the surface winds had significantly increased and informed the passengers to face the direction of travel with their knees bent, and that after touchdown the basket may tip on its side. He also instructed them to, "put down your cameras and hang on with both hands", and that they were going to bounce. The husband of the injured passenger reported his wife was using one hand to secure her camera that was around her neck, and her other hand was holding onto the basket railing. Just prior to touchdown, the pilot pulled the deflation line and reported a hard landing. After ground contact, the basket leaned on its side and the passenger who was holding on with one hand put her arms out of the basket. He then informed all to keep their arms and legs inside, and another passenger grabbed the passenger who had put her arms outside. The basket then became airborne shortly followed by another ground contact. The balloon was dragged on the ground for a short distance, and after coming to rest, the passenger who had put her arms outside at touchdown complained of pain. The pilot identified their location, called 911, and the injured passenger was transported to a hospital for treatment. Her injuries included a fractured vertebrae and wrist. METEOROLOGICAL INFORMATION Weather reports taken at SVH reported the wind at the time of departure from 260° at 4 kts. The wind remained between 3 and 4 kts from the southwest between 0745 and 0825, while the next observation at 0845, or about 7 minutes after the accident, depicted the wind from 280° at 8 kts. ADDITIONAL INFORMATION Passenger Briefings and ManagementAccording to the Federal Aviation Administration (FAA) Balloon Flying Handbook FAA-H-8083-11A (2008), the various aspects of landing a balloon are discussed and states in part:In any branch of aviation, takeoff and landing are the most critical maneuvers. In ballooning, landing is number one. The vast majority of ballooning accidents and injuries occur on landing. This handbook also discusses passenger briefings and management indicating that "hold on tight" in two places is probably the least followed of the landing instructions. It goes on to say that most passengers are not mentally prepared for the shock that can occur when a 7,000 pound balloon contacts the ground. Passengers should be reminded to hold on tight, and the correct places to hold, whether they are factory-built passenger handles or places in the balloon's basket the pilot considers appropriate.

Aircraft

Registration
N9015Y
Reported as
Aerostar International RX8
Category
Balloon
Serial number
RX8-3293
Built
1997
Airframe hours
528
Damage
Minor damage
Flight
Other work use · Part 91
Operator
Up Up Away Hot Air Balloon Co
Registered owner
Up Up Away Hot Air Balloon Co
Airworthiness certificate
Standard, Balloon
Last inspection
100 hour · November 11, 2015
Departed
SVH · Statesville, NC
Destination
Mount Ulla, NC
Equipment
Handheld GPS

Matched to the registry by N-number and the event date; the registry’s history has gaps, so older matches can be wrong. Compare the reported make and model.

Flight crew

As NTSB recorded them. NTSB leaves out names.

Role
Pilot
Age
31
Injuries
None
Certificate
Commercial
Medical
Class 2, With waivers/limitations
Last flight review
May 30, 2015
Seat
None
Restraint
None
Flight hours
614 total · 427 in this make and model · 614 as pilot in command · 21 in the last 90 days · 11 in the last 30 days · 1.7 in the last 24 hours

Weather

Conditions
Visual (VMC) · Day
Wind
280° at 8 knots
Visibility
10 statute miles
Lowest ceiling
5,000 ft broken
Temperature
48 °F, dew point 34 °F
Altimeter
29.95 inHg
Observed at
SVH, 13 nm away

Docket · 5

The files NTSB released with the investigation on June 14, 2018, on NTSB’s docket system: statements, records, photos and specialists’ reports. 3.9 MB in all.

FAA reports on this event · 1

The FAA’s own accident and incident reports, matched to the aircraft by N-number and date.